On behalf of our client, a well-established bank based in London, we are seeking to recruit a Banking Compliance Monitoring Officer individual to join their team. This is a 2 year fixed term contract.
Responsibilities: • Deputise for the Head of Compliance. • Support the Head of Compliance with the development and management of the Compliance • Manual. • Familiarity with Compliance Monitoring Plans. • Familiarity with SMCR. • Lead the review, creation and implementation of new policies and procedures. • Provide compliance advisory services with the help of the Head of Compliance. • Monitor the regulatory environment, horizon scanning for new FCA requirements and help the business to understand them. • Support the Head of Compliance in relation to regulatory returns on Gabriel and Connect and other regulatory updates. • Support training initiatives for the Compliance Department and other business area. • Support the sign off on financial promotions. • Provide critical support and technical expertise to robustly manage all compliance risks across the business. • Act as a source of professional and technical expertise in order to evaluate, review, investigate, challenge and mitigate the potential for customer and regulatory risk. • Monitor regulatory developments and react to those that may impact on the firm.
Skills and knowledge • Excellent written and verbal communication. • Time management. • Ability to work with a good degree of autonomy and as part of a team. • Regulatory compliance and familiarity with compliance monitoring skills. • Ability to influence at all levels; good judgement and decision making. • Commercially aware and able to apply a risk-based approach. • Coaching and training skills. • Strong analytically and numerically. • Competent using Microsoft packages. • Excellent knowledge of FCA Rules. • Experience in a compliance role within retail, trade finance and commercial banking. • Strong knowledge of the FCA regulations, in particular SYSC, MIFID, SMCR, Conduct Rules, • CASS and COBS. • Minimum 5 years’ relevant experience.
For further information please send a copy of your CV to Judith Webb